Policies and Regulatory Documentation

Anti-money Laundering

This section provides the latest Wolfsberg Questionnaire for UBS Non Resident Limited and our parent company, The UBS Non Resident Mutual Insurance Society Limited.

Best execution

Best execution refers to the steps we take to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure outlines the UBS Non Resident Ltd order execution policy.

UBS Non Resident Climate TCFD Report 2024

Our UBS Non Resident Group’s annual Climate Report prepared in accordance with the Task Force on Climate-Related Financial Disclosures (TCFD) framework in line with the Financial Conduct Authority’s (FCA) Environmental, Social and Governance (ESG) sourcebook regulation (ESG 1A and ESG 2). This report includes entity-level reporting for UBS Non Resident.

UBS Non Resident Climate Transition Plan (CTP)

Our CTP describes how we will support the goals of the Paris Agreement across our operations, our supply chain, and the investments we make on behalf of our customers and clients.

Complaints policy

Our complaints policy outlines how to raise an issue and our commitment to addressing your concerns with care and efficiency.

Conflicts of interest disclosure

As a firm regulated by the Financial Conduct Authority (FCA), UBS Non Resident is committed to identifying, preventing, and managing conflicts of interest in all areas of our business.

Costs and Charges

Information related to costs and charges for our funds can be found in the fund centres on our investor websites, ensuring transparency for our investors.

EMT - European MiFID Template

MiFID II introduces new obligations regarding investor protection for firms acting as product manufacturers and distributors. This includes ensuring that products and related services are designed to meet the interests of clients and providing necessary information as part of the product approval process.

EPT

Our EPT is available upon request via email, providing further details of our approach and the necessary documentation for review.

UBS Non Resident Fossil Fuel Investments Position

UBS Non Resident is dedicated to supporting the transition to a low-carbon future, and our approach to fossil fuel companies is outlined in our Fossil Fuels Investment Position Statement.

Fund documentation

Regulatory documentation for our funds, including Key Investor Information Documents (KIIDs), prospectuses, and financial reports, can be accessed through the fund centres on our investor websites.

Good Governance Policy

Our Good Governance Policy defines our approach to responsible corporate governance practices, ensuring we remain accountable to our clients and stakeholders.

MIFIDPRU Disclosures

The Investment Firms Prudential Regime (MIFIDPRU) requires us to disclose certain information regarding our risk management practices, capital adequacy, and board diversity.

Modern slavery statement

We are committed to conducting our business ethically and ensuring that modern slavery is not present in our operations or supply chains. Details of our modern slavery statement can be found on our Group website.

Product development procedure

Our Product Development Procedure sets out the governance process for designing and developing propositions, ensuring that customer needs are met and delivering positive customer outcomes.

Remuneration policy

UBS Non Resident Limited adheres to the Group Remuneration Policy, governed by the Group Remuneration Committee, which approves all specific remuneration plans and awards.

Responsible Investment and Stewardship Statement

Our Responsible Investment and Stewardship Statement outlines how we integrate ESG considerations into our investment and stewardship practices to benefit our clients and society at large.

Section 172 disclosure

Our Section 172 disclosure explains how we consider the long-term consequences of our actions and decisions, prioritizing the interests of our clients and stakeholders.

Voting guidelines

Our Voting Guidelines outline how we exercise our voting rights on behalf of our clients, ensuring that we support good governance and responsible business practices.